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Dermot Harriss

Dermot Harriss joined OneMarketData in 2015, and is responsible for delivering solutions that help firms meet their regulatory compliance needs. Dermot brings over twenty years of financial industry experience from roles at Goldman Sachs, Morgan Stanley, and D.E. Shaw that included futures trading, quantitative strategy development, derivatives risk management, program trading, execution services, and technology management.

Recent Posts

1 min read

Spoofing Season at the CFTC

By Dermot Harriss on Feb 21, 2019 5:29:42 PM

Financial crime beat. This is spoofing season at the CFTC. Perhaps spoof-hunting season would be more apt. At the end of January in 2018, the CFTC announced ten separate actions against futures markets spoofers. The fines totaled about $46,000,000. Today, Feb. 8th 2019, we see the second announcement of the 2019 season, an enforcement action against a metals futures trader. The first, on 31 Jan, was a fine for a proprietary trader spoofing Soybeans. Perhaps the vigorous spoofer cull of 2018 has made them thin on the ground? Or perhaps they've become more wily.

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2 min read

FINRA in the Cloud & 2018 volumes

By Dermot Harriss on Feb 11, 2019 10:54:00 AM

By Dermot Harriss

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